Chapter 6
Stress - Strain relation

Having discussed the concepts of stress and strain, we will now talk about how they are related! We will derive the most general form of linearly elastic stress-strain relationship and further discuss the special case of isotropic materials. The chapter will conclude with a discussion on thermoelasticity.

Let us first understand why do we need to relate stress with strain. Consider a body clamped at one part of the boundary and acted upon by an external load on another part of its boundary as shown in Figure 6.1.

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Figure 6.1: A body undergoing deformation

Any general point in the reference configuration (denoted by position vector \(\underline {X}\)) is displaced by \(\underline {u}(\underline {X},t)\) as shown in the figure. Usually, we are interested in knowing the final deformed shape of the body and the stress generated in it. The information of stress distribution within the body is important since it helps us to check if it is within the prescribed limits so that the body does not fail or fracture. In order to find stress in the body, we need to solve the following equations:

\begin {eqnarray} \frac {\partial \sigma _{11}}{\partial X_1}+\frac {\partial \tau _{12}}{\partial X_2}+\frac {\partial \tau _{13}}{\partial X_3}+b_1=\rho a_1,\nonumber \\ \frac {\partial \tau _{21}}{\partial X_1}+\frac {\partial \sigma _{22}}{\partial X_2}+\frac {\partial \tau _{23}}{\partial X_3}+b_2=\rho a_2,\nonumber \\ \frac {\partial \tau _{31}}{\partial X_1}+\frac {\partial \tau _{32}}{\partial X_2}+\frac {\partial \sigma _{33}}{\partial X_3}+b_3=\rho a_3.\label {6_equilibrium} \end {eqnarray}

subject to problem specific boundary condition. We have nine unknown components of stress matrix in the three equation here. Using symmetry of stress matrix, the number of unknowns reduces to six. The body force components (\(b_1,b_2,b_3\)) are not unknowns as they are usually prescribed. For example, if gravitational body force is present, the body force will be \(\rho g\) pointing vertically downward. On the right hand side, we then have the components of acceleration which can be express in terms of displacement as we show now. The velocity of a particle located at \(\underline {X}\) in the reference configuration will be \begin {equation} \underline {v}(\underline {X},t)=\frac {\partial \underline {u}}{\partial t}\bigg |_{\underline {X}}. \end {equation} By keeping \(\underline {X}\) fixed here, We are ensuring that the particle does not change while taking the time derivative of displacement function. This is important otherwise the derivative obtained would not correspond to a specific particle. Let us denote the time derivatives with dots above the letter (\(n^{th}\) derivative has n dots), e.g.,

\begin {eqnarray} \frac {\partial \underline {u}}{\partial t}\equiv \dot {\underline {u}},\quad \frac {\partial ^2 \underline {u}}{\partial t^2}\equiv \ddot {\underline {u}} \end {eqnarray}

Thus, we can write velocity and acceleration of a particle at \(\underline {X}\) as follows:

\begin {eqnarray} \underline {v}(\underline {X},t)=\dot {\underline {u}}(\underline {X},t), \quad \underline {a}(\underline {X},t)=\frac {\partial \underline {v}}{\partial t}\bigg |_{\underline {X}}=\ddot {\underline {u}}(\underline {X},t). \end {eqnarray}

This description of velocity and acceleration is also called Lagrangian description: whenever we describe velocity, acceleration or any other quantity of a particle in terms of the position of the particle in the reference configuration (X), we call it Lagrangian description.∗ We can now substitute the acceleration components in terms of time derivative of displacement in the equilibrium equation \eqref{6_equilibrium}, i.e.,

\begin {eqnarray} \frac {\partial \sigma _{11}}{\partial X_1}+\frac {\partial \tau _{12}}{\partial X_2}+\frac {\partial \tau _{13}}{\partial X_3}+b_1=\rho a_1=\rho \ddot {u}_1,\nonumber \\ \frac {\partial \tau _{21}}{\partial X_1}+\frac {\partial \sigma _{22}}{\partial X_2}+\frac {\partial \tau _{23}}{\partial X_3}+b_2=\rho a_2=\rho \ddot {u}_2,\nonumber \\ \frac {\partial \tau _{31}}{\partial X_1}+\frac {\partial \tau _{32}}{\partial X_2}+\frac {\partial \sigma _{33}}{\partial X_3}+b_3=\rho a_3=\rho \ddot {u}_3. \end {eqnarray}

We can observe that it has six unknown stress components and three unknown displacement components. So, we have nine unknowns in total but there are only three equations. Thus, this system cannot be solved without the help of additional equations. We also know that we can express strain in terms of displacement as given below:

\begin {eqnarray} \underline {\underline {\epsilon }}=\frac {1}{2}\bigg (\underline {\nabla }\,\underline {u}+\underline {\nabla }\,\underline {u}^T\bigg ) ~~\text {or}~~ \epsilon _{ij}=\frac {1}{2}\bigg (\frac {\partial u_i}{\partial X_j}+\frac {\partial u_j}{\partial X_i}\bigg ). \end {eqnarray}

If we can somehow express stress in terms of strain, then indirectly, we have actually expressed stress in terms of displacement.† So, in equilibrium equations, everything will finally be in terms of the three unknown displacement components. This system of three equations in three variables can then be solved.

6.1 Linear stress-strain relation: NPTEL link

Our goal is to express stress in terms of strain, i.e., \(\underline {\underline {\sigma }}=\underline {\underline {\hat {\sigma }}}(\underline {\underline {\epsilon }})\). As stress and strain tensors are both symmetric, they have six independent components each. In general, each of the stress components depends on each of the strain components, i.e.,

\begin {eqnarray} \sigma _{11}&=&\hat {\sigma }_{11}(\epsilon _{11},\epsilon _{22},\epsilon _{33},\epsilon _{12},\epsilon _{13},\epsilon _{23}),\nonumber \\ \sigma _{22}&=&\hat {\sigma }_{22}(\epsilon _{11},\epsilon _{22},\epsilon _{33},\epsilon _{12},\epsilon _{13},\epsilon _{23}),\nonumber \\ \sigma _{33}&=&\hat {\sigma }_{33}(\epsilon _{11},\epsilon _{22},\epsilon _{33},\epsilon _{12},\epsilon _{13},\epsilon _{23}),\nonumber \\ \sigma _{12}&=&\hat {\sigma }_{12}(\epsilon _{11},\epsilon _{22},\epsilon _{33},\epsilon _{12},\epsilon _{13},\epsilon _{23}),\nonumber \\ \sigma _{13}&=&\hat {\sigma }_{13}(\epsilon _{11},\epsilon _{22},\epsilon _{33},\epsilon _{12},\epsilon _{13},\epsilon _{23}),\nonumber \\ \sigma _{23}&=&\hat {\sigma }_{23}(\epsilon _{11},\epsilon _{22},\epsilon _{33},\epsilon _{12},\epsilon _{13},\epsilon _{23}). \end {eqnarray}

The functional form of this dependence can be anything (e.g., linear, exponential, logarithmic etc.) and will vary from material to material. There is no physical law to derive this functional form and therefore mechanicians resort to experiments on real material specimen and data fitting technique to obtain these relations. As we can express any arbitrary function as a polynomial series using its Taylor’s series expansion, we can do the same for the above stress components about the zero strain state.‡ Let us explore it now. The Taylor’s expansion of \(\sigma _{ij}\) with respect to strain components will be as follows: \begin {equation} \sigma _{ij}(\epsilon _{kl})=\underbrace {\sigma _{ij}(\epsilon _{kl}=0)}_{\sigma _{ij}^0}+\sum _k\sum _l\frac {\partial \sigma _{ij}}{\partial \epsilon _{kl}}\epsilon _{kl}+\sum _k\sum _l\sum _m\sum _n \frac {1}{2!}\frac {\partial ^2 \sigma _{ij}}{\partial \epsilon _{kl}\partial \epsilon _{mn}}\epsilon _{kl}\epsilon _{mn}+... \end {equation} All the derivatives here have been evaluated at zero strain state, i.e., \(\epsilon _{kl}=0\). Also, all the indices run from 1 to 3. The first term (denoted as \(\sigma _{ij}^0\)) in the above expansion is the residual stress which is the stress in zero strain state or the reference configuration. As the reference configuration is typically chosen such that the stress in the body is zero in this state, we accordingly take \(\sigma _{ij}^0\) to be zero. The second term is linear in strain while the third term is quadratic in strain. We had earlier said that for this course, we will work with small strain components. Thus, we can neglect the terms which are quadratic or higher order in strain components as they will be much smaller than the linear term. Thus, we are left with \begin {equation} \label {6_linear_stress_strain_relation} \sigma _{ij}=\sum _{k=1}^3\sum _{l=1}^3\frac {\partial \sigma _{ij}}{\partial \epsilon _{kl}}\epsilon _{kl}. \end {equation} This is called linear stress-strain relation. We again remark that the derivatives in equation \eqref{6_linear_stress_strain_relation} are to be evaluated in the reference configuration. These derivatives have a special significance in solid mechanics: they denote the components of the stiffness tensor. It is a fourth order tensor because it has got four indices all running from 1 to 3 and is denoted by \(C_{ijkl}\): \begin {equation} C_{ijkl}=\frac {\partial \sigma _{ij}}{\partial \epsilon _{kl}}\bigg |_{\epsilon _{kl}=0}. \end {equation} Thus, we can write \begin {equation} \label {6_final_linear_relation} \boxed {\sigma _{ij}=\sum _k\sum _l C_{ijkl}~\epsilon _{kl}} \end {equation}

6.2 Independent components in stiffness tensor: NPTEL link

We can observe that \(C_{ijkl}\) has \(3^4=81\) terms since all the four indices go from 1 to 3. These 81 constants are material constants which vary from material to material. However, it turns out that these 81 constants are not all independent. Let us explore it now.

Minor Symmetry

As \(\sigma _{ij}\) is symmetric, it implies that \begin {equation} \label {6_Minor_symmetry1} C_{ijkl}=C_{jikl}. \end {equation} For example, \(C_{1222}=C_{2122}\), \(C_{1323}=C_{3123}\). If this is not satisfied then if we work out the multiplication of the RHS in equation \eqref{6_final_linear_relation}, \(\sigma _{ij}\) will not come out to be equal to \(\sigma _{ji}\). Likewise, as \(\epsilon _{kl}\) is symmetric, one can choose \begin {equation} \label {6_Minor_symmetry2} C_{ijkl}=C_{ijlk}. \end {equation} This is because the multiplication in \eqref{6_final_linear_relation} only depends on \((C_{ijkl}+ C_{ijlk})/2\) part of \(C_{ijkl}\) due to symmetry of strain components as we show below:

\begin {eqnarray} \sigma _{ij}&=&\sum _k\sum _l C_{ijkl}~\epsilon _{kl}= \sum _k\sum _l \left [\frac {(C_{ijkl}+C_{ijlk})}{2}+\frac {(C_{ijkl}-C_{ijlk})}{2}\right ]~\epsilon _{kl}\nonumber \\ &=&\sum _k\sum _l \left [\frac {(C_{ijkl}+C_{ijlk})}{2}\right ]~\epsilon _{kl}+\sum _k\sum _l\frac {C_{ijkl}}{2}~\epsilon _{kl}-\sum _k\sum _l\frac {C_{ijlk}}{2}~\epsilon _{kl}\nonumber \\ &=&\sum _k\sum _l \left [\frac {(C_{ijkl}+C_{ijlk})}{2}\right ]~\epsilon _{kl}+\sum _k\sum _l\frac {C_{ijkl}}{2}~\epsilon _{kl}-\sum _k\sum _l\frac {C_{ijlk}}{2}~\epsilon _{lk}. \end {eqnarray}

In the last equality here, we have simply replaced \(\epsilon _{kl}\) in the last term with \(\epsilon _{lk}\) due to symmetry in strain components. However, this implies that the last two summations become exactly the same and hence cancel each other: just interchange the summation subscripts (\(k\to l,~l\to k\)) in the last summation. Equations \eqref{6_Minor_symmetry1} and \eqref{6_Minor_symmetry2} are together called minor symmetries of the stiffness tensor. By using equation \eqref{6_Minor_symmetry1}, out of the 9 combinations of \((i,j)\), only 6 are independent. Similarly, by using equation \eqref{6_Minor_symmetry2}, out of the 9 combinations of \((k,l)\), only 6 are independent. Thus, we have \(6\times 6=36\) independent components from the total 81 components. The number of independent constants reduces further upon using another kind of symmetry which is called Major symmetry.

Major symmetry

This is another symmetry present in the stiffness tensor which comes from energy considerations. It implies \begin {equation} C_{ijkl}=C_{klij}. \end {equation} Let us prove it. First, let us look at the analogue of a spring.

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Figure 6.2: A spring mass system

If the elongation of the spring is \(x\) and the spring constant is \(k\), the force \(F\) that gets generated in the spring is given by \begin {equation} F=kx \end {equation} while the energy stored in the spring is given by \begin {equation} \label {6_spring_energy} E=\frac {1}{2}kx^2=\frac {1}{2}(kx)x=\frac {1}{2}Fx. \end {equation} We also have \begin {equation} \label {6_spring_E_F_relation} \frac {\partial E}{\partial x}=kx=F. \end {equation} This is the case of a simple spring. We can think of a three-dimensional body as being made up of multiple springs. The strain components can be thought of as the elongation in an individual spring and the stress components can be thought of as the force that generates in that particular spring. The only difference here is that the force in a spring (\(\sigma _{ij}\)) not only depends on the strain in that spring but also on strains in other springs. For example, \(\sigma _{11}\) depends on \(\epsilon _{12},\epsilon _{13},\epsilon _{22},\epsilon _{23}\) and \(\epsilon _{33}\) too in addition to \(\epsilon _{11}\). Thus, a three-dimensional elastic body is just a more complicated/coupled set of springs. Using this analogy, we can also say that the energy is stored when a body deforms. This stored energy is called strain energy density (per unit volume). To get the total energy stored in a body, we can integrate the strain energy density over the entire volume of the body. Analogous to spring energy in \eqref{6_spring_energy}, we can write strain energy density \(E\) in a three-dimensional body as follows: \begin {equation} E(\text {strain energy/volume})=\frac {1}{2}\sum _i\sum _j\sigma _{ij}\epsilon _{ij}. \end {equation} As \(i\) and \(j\) go from 1 to 3, there are a total of 9 springs. Let us now substitute for \(\sigma _{ij}\) using linear stress-strain relation given in equation \eqref{6_final_linear_relation}:

\begin {eqnarray} E=\frac {1}{2}\sum _i\sum _j\bigg (\sum _k\sum _l C_{ijkl}\epsilon _{kl}\bigg )\epsilon _{ij}=\frac {1}{2}\sum _{i,j,k,l}C_{ijkl}\,\epsilon _{kl}\epsilon _{ij}. \label {6_strain_energy_density} \end {eqnarray}

This is the energy stored per unit volume in the body. Now, we can also obtain stress component \(\sigma _{mn}\) analogous to equation \eqref{6_spring_E_F_relation}, i.e.,

\begin {eqnarray} \sigma _{mn}=\frac {\partial E}{\partial \epsilon _{mn}}=\frac {1}{2}\sum _{i,j,k,l}\bigg (C_{ijkl}\frac {\partial \epsilon _{kl}}{\partial \epsilon _{mn}}\epsilon _{ij}+C_{ijkl}\epsilon _{kl}\frac {\partial \epsilon _{ij}}{\partial \epsilon _{mn}}\bigg ). \end {eqnarray}

We have used the fact that \(C_{ijkl}\) is a constant and does not change with strain. Assuming that the strain components are independent of each other, the partial derivative of one component with respect to another will give 1 if they are the same and 0 otherwise. To express this mathematically, we need to use multiplication of two Kronecker Delta functions, e.g.,§

\begin {eqnarray} \frac {\partial \epsilon _{kl}}{\partial \epsilon _{mn}}=\delta _{km}\delta _{ln},\quad \frac {\partial \epsilon _{ij}}{\partial \epsilon _{mn}}=\delta _{im}\delta _{jn}.\label {6_strain_der} \end {eqnarray}

We thus have

\begin {eqnarray} \sigma _{mn}=\frac {1}{2}\sum _{i,j,k,l}\bigg (C_{ijkl}\delta _{km}\delta _{ln}\epsilon _{ij}+C_{ijkl}\epsilon _{kl}\delta _{im}\delta _{jn}{\partial \epsilon _{mn}}\bigg )=\frac {1}{2}\bigg (\sum _{i,j}C_{ijmn}\epsilon _{ij}+\sum _{k,l}C_{mnkl}\epsilon _{kl}\bigg ).\notag \end {eqnarray}

As \(i\) and \(j\) are just used for summation and are dummy variables, we can change them to \(k\) and \(l\) respectively which yields

\begin {eqnarray} \sigma _{mn}=\frac {1}{2}\sum _{k,l}(C_{klmn}+C_{mnkl})\epsilon _{kl}=\sum _{k,l}\tilde {C}_{mnkl}\,\epsilon _{kl} \end {eqnarray}

where

\begin {eqnarray} \tilde {C}_{mnkl}=\frac {1}{2}(C_{klmn}+C_{mnkl}). \end {eqnarray}

This \(\tilde {C}_{mnkl}\) has got major symmetry as shown below:

\begin {eqnarray} \tilde {C}_{mnkl}=\frac {1}{2}(C_{klmn}+C_{mnkl})=\frac {1}{2}(C_{mnkl}+C_{klmn})=\tilde {C}_{klmn}. \end {eqnarray}

From this analysis, we can conclude that although equation \eqref{6_final_linear_relation} has a general \(C\) tensor, we can always work with an equivalent \(\tilde {C}\) which has both major and minor symmetries. Due to major symmetry, the number of independent constants in \(C_{ijkl}\) reduces further. We can think of a \(6\times 6\) matrix with the rows representing the values of \(C_{ijkl}\) corresponding to independent combinations of \((i,j)\) and the columns representing the values of \(C_{ijkl}\) corresponding to independent combinations of \((k,l)\), i.e., \begin {equation} \label {6_major_symmetry_matrix} \begin {bmatrix} C_{ijkl} \end {bmatrix}= \begin {bmatrix} C_{1111} & C_{1122} & C_{1133} & C_{1123} & C_{1113} & C_{1112}\\ C_{2211} & C_{2222} & C_{2233} & C_{2223} & C_{2213} & C_{2212}\\ C_{3311} & C_{3322} & C_{3333} & C_{3323} & C_{3313} & C_{3312}\\ C_{2311} & C_{2322} & C_{2333} & C_{2323} & C_{2313} & C_{2312}\\ C_{1311} & C_{1322} & C_{1333} & C_{1323} & C_{1313} & C_{1312}\\ C_{1211} & C_{1222} & C_{1233} & C_{1223} & C_{1213} & C_{1212} \end {bmatrix}. \end {equation} From major symmetry, we know that we can flip \((i,j)\) and \((k,l)\) which implies that the above matrix is symmetric. Thus, out of the 36 components here, only 21 are independent. We can summarize the reduction in number of independent components as follows: \begin {equation*} 81 (3^4)\xrightarrow {\text {Minor Symmetry}}36 (6^2)\xrightarrow {\text {Major Symmetry}}21. \end {equation*}

6.3 Voigt Notation: NPTEL link

Although the stress tensor is written in a matrix form, one can also think of writing it as a \(6\times 1\) column formed by its six independent components. The sequence in which they are written is shown in Figure 6.3.

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Figure 6.3: The arrow directions shows the sequence in which the six independent components of stress matrix are written in a column using Voigt notation

We first go along the diagonal starting from (1,1) component. Then we go up along the third column and then left along the first row. Thus, we obtain the following column form: \begin {equation} [\underline {\sigma }]= \begin {bmatrix} \sigma _{11}\\ \sigma _{22}\\ \sigma _{33}\\ \sigma _{23}\\ \sigma _{13}\\ \sigma _{12} \end {bmatrix}. \end {equation} This is also called the stress vector. We can follow the same steps to get the strain vector, i.e., \begin {equation} [\underline {\epsilon }] =\begin {bmatrix} \epsilon _{11}\\ \epsilon _{22}\\ \epsilon _{33}\\ 2\epsilon _{23}\\ 2\epsilon _{13}\\ 2\epsilon _{12} \end {bmatrix} =\begin {bmatrix} \epsilon _{11}\\ \epsilon _{22}\\ \epsilon _{33}\\ \gamma _{23}\\ \gamma _{13}\\ \gamma _{12} \end {bmatrix}. \end {equation} For linear stress-strain relation, there exists a matrix which relates the stress vector with the strain vector, i.e., \begin {equation} \begin {bmatrix} \sigma _{1}\\ \sigma _{2}\\ \sigma _{3}\\ \sigma _{4}\\ \sigma _{5}\\ \sigma _{6} \end {bmatrix}= \begin {bmatrix} \,\\ \quad \text {$6\times 6$ matrix}\quad \\ \,\\ \text {(formed by}\\ \text {$C_{ijkl}$)}\\ \,\\ \end {bmatrix} \begin {bmatrix} \epsilon _{1}\\ \epsilon _{2}\\ \epsilon _{3}\\ \epsilon _{4}\\ \epsilon _{5}\\ \epsilon _{6} \end {bmatrix}. \end {equation} This \(6\times 6\) matrix is called the stiffness matrix. It is the same matrix as in \eqref{6_major_symmetry_matrix} which is symmetric and contains 21 independent constants. We can also write the strain vector (\(\underline {\epsilon }\)) in terms of stress vector (\(\underline {\sigma }\)) using another \(6\times 6\) matrix: \begin {equation} \begin {bmatrix} \epsilon _{1}\\ \epsilon _{2}\\ \epsilon _{3}\\ \epsilon _{4}\\ \epsilon _{5}\\ \epsilon _{6} \end {bmatrix}= \begin {bmatrix} \,\\ \,\\ \quad \text {$6\times 6$ matrix}\quad \\ \,\\ \,\\ \,\\ \end {bmatrix} \begin {bmatrix} \sigma _{1}\\ \sigma _{2}\\ \sigma _{3}\\ \sigma _{4}\\ \sigma _{5}\\ \sigma _{6} \end {bmatrix}. \end {equation} This \(6\times 6\) matrix is called the compliance matrix which turns out to be the inverse of the stiffness matrix. Although, the most general material has 21 independent material constants, there are materials with additional symmetries. For example, isotropic materials have only two independent constants. We will discuss such materials next.

6.4 Isotropic materials: NPTEL link

As the name suggests, isotropic materials have the same property in all directions. To understand what we mean, consider a body made up of isotropic material and stretch it at an arbitrary point along \(\underline {e}_1\) direction as shown in Figure 6.4.

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Figure 6.4: A body made up of an isotropic material being stretched at an arbitrary point along \(\underline {e}_1\) direction

We have restricted the body in such a way that the deformation is not allowed in any direction other than \(\underline {e}_1\). Thus, the strain matrix at the point of interest has only \(\epsilon _{11}\) as the non-zero component, i.e., \begin {equation} \underline {\underline {\epsilon }}= \begin {bmatrix} \epsilon _{11} & 0 & 0\\ 0 & 0 & 0\\ 0 & 0 & 0 \end {bmatrix}. \end {equation} Using equation \eqref{6_final_linear_relation}, we can then write

\begin {eqnarray} \sigma _{11}=\sum _{k,l}C_{11kl}~\epsilon _{kl}=C_{1111}~\epsilon _{11}.\label {6_stress_11} \end {eqnarray}

We now do another experiment with the same body. However, this time instead of stretching along \(\underline {e}_1\), we stretch along \(\underline {e}_2\) as shown in Figure 6.5. We again constrain the body to not allow deformation in any direction except \(\underline {e}_2\).

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Figure 6.5: The same point in the same body as in Figure 6.4 is now stretched along \(\underline {e}_2\) direction.

So, the new strain matrix at the point of interest will be \begin {equation} \underline {\underline {\epsilon }}= \begin {bmatrix} 0 & 0 & 0\\ 0 & \epsilon _{22} & 0\\ 0 & 0 & 0 \end {bmatrix}. \end {equation} We can thus write

\begin {eqnarray} \sigma _{22}=\sum _{k,l}C_{22kl}~\epsilon _{kl}=C_{2222}~\epsilon _{22}.\label {6_stress_22} \end {eqnarray}

As the material is isotropic, the response of the material, e.g., the stress generated in the two cases above should be the same if the strain applied is also the same. Thus, if \(\epsilon _{11}\) in the first case equals \(\epsilon _{22}\) in the second case, then \(\sigma _{11}\) in the first case should be the same as \(\sigma _{22}\) in the second case. On comparing equations \eqref{6_stress_11} and \eqref{6_stress_22}, we find that it is possible if and only if \(C_{1111}=C_{2222}\). Similarly, if we do the analysis for stretching along \(\underline {e}_3\), we can conclude that \begin {equation} C_{1111}=C_{2222}=C_{3333}. \end {equation} These are additional constraints on the coefficients of the stiffness tensor for isotropic materials. They are not covered by either minor or major symmetries. In fact, a rigorous analysis proves that there are several other constraints in this case all of which finally lead to only two independent constants for the stiffness tensor of isotropic materials. This also means that for isotropic materials, we just have to do two independent experiments to fully characterize its material response (for a general material, we will need to do 21 experiments!). When we work out the stress-strain relation for isotropic materials using a rigorous mathematical derivation, we get

\begin {eqnarray} \sigma _{ij}=\lambda \,tr\Big (\underline {\underline {\epsilon }}\Big )\delta _{ij}+2\mu \epsilon _{ij}=\lambda (\epsilon _{11}+\epsilon _{22}+\epsilon _{33})\delta _{ij}+2\mu \epsilon _{ij}.\label {6_isotropic_stress_in_terms_of_strain} \end {eqnarray}

Here (\(\lambda ,\mu \)) are called the Lame’s constants. Let us consider the case when \(i=j=1\), i.e., \begin {equation} \sigma _{11}=\lambda (\epsilon _{11}+\epsilon _{22}+\epsilon _{33})+2\mu \epsilon _{11}. \end {equation} Comparing with equation \eqref{6_final_linear_relation}, we can see that \(C_{1111}\) (the constant relating \(\sigma _{11}\) and \(\epsilon _{11}\)) will be given by the coefficient of \(\epsilon _{11}\), i.e., \begin {equation} \label {6_isotropic_C_1111} C_{1111}=\lambda +2\mu . \end {equation} Likewise, we can also deduce \begin {equation} C_{1122}=C_{1133}=\lambda . \end {equation} Similarly, using equation \eqref{6_isotropic_stress_in_terms_of_strain}, we can write \begin {equation} \sigma _{22}=\lambda (\epsilon _{11}+\epsilon _{22}+\epsilon _{33})+2\mu \epsilon _{22}\Rightarrow C_{2222}=\lambda +2\mu . \end {equation} Comparing this with equation \eqref{6_isotropic_C_1111}, we can verify that \(C_{1111}=C_{2222}\). When \(i\neq j\), the first term in equation \eqref{6_isotropic_stress_in_terms_of_strain} becomes zero due to the Kronecker delta function present there. For example, \begin {equation} \label {6_isotropic_sigma_12} \sigma _{12}=2\mu \epsilon _{12}=\mu (\epsilon _{12}+\epsilon _{21})\Rightarrow C_{1212}=C_{1221} = \mu . \end {equation} Equation \eqref{6_isotropic_stress_in_terms_of_strain} gives stress in terms of strain. Alternatively, we can use another form where strain is expressed in terms of stress. It is also called the isotropic three-dimensional Hooke’s law of elasticity as shown below:

\begin {eqnarray} \epsilon _{11}&=&\frac {1}{E}\big (\sigma _{11}-\nu (\sigma _{22}+\sigma _{33})\big )\label {6_strain_form_epsilon_11},\\ \epsilon _{22}&=&\frac {1}{E}\big (\sigma _{22}-\nu (\sigma _{11}+\sigma _{33})\big )\label {6_strain_form_epsilon_22},\\ \epsilon _{33}&=&\frac {1}{E}\big (\sigma _{33}-\nu (\sigma _{11}+\sigma _{22})\big )\label {6_strain_form_epsilon_33},\\ \gamma _{12}&=&2\epsilon _{12}=\frac {\sigma _{12}}{G}=\frac {\tau _{12}}{G}\label {6_strain_form_gamma_12},\\ \gamma _{13}&=&\frac {\tau _{13}}{G},\\ \gamma _{23}&=&\frac {\tau _{23}}{G}. \end {eqnarray}

In this representation, we have three constants: \(E\) denoting Young’s modulus of elasticity, \(\nu \) denoting Poisson’s Ratio and \(G\) denoting shear modulus of elasticity. As we know that isotropic materials have only two independent constants, there is a relation between \(E\), \(G\) and \(\nu \) given by \begin {equation} \label {6_strain_form_final_equation} G=\frac {E}{2(1+\nu )}. \end {equation} Finally, comparing equation \eqref{6_strain_form_gamma_12} with equation \eqref{6_isotropic_sigma_12}, we can also note that \begin {equation} \mu =G. \end {equation}

6.5 On Young’s modulus, shear modulus and Poisson’s ratio: NPTEL link

Let us consider equations \eqref{6_strain_form_epsilon_11}, \eqref{6_strain_form_epsilon_22} and \eqref{6_strain_form_epsilon_33}. We can see that the normal strain in one direction not only depends on the normal stress component in that direction but also on normal stress components in other two directions. To understand its physical relevance, we can think of a simple experiment. Suppose that we have a rectangular beam of length \(L\), breadth \(B\) and height \(H\) as shown in Figure 6.6.

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Figure 6.6: A rectangular beam is stretched by applying force through its left and right faces.

The beam is oriented such that its length is along \(\underline {e}_1\), its height along \(\underline {e}_2\) and its breadth along \(\underline {e}_3\). We apply force on the left and right faces to stretch the beam. So, \(\sigma _{11}\) will be non-zero while the shear components \(\sigma _{12}\) and \(\sigma _{13}\) will be zero (force applied is in just \(\underline {e}_1\) direction). Also, as we are not applying any force on the lateral surfaces (\(\underline {e}_2\) and \(\underline {e}_3\) planes), there is no stress on them. In fact, any internal section with normal along \(\underline {e}_2\) and \(\underline {e}_3\) will not have any traction component. The state of stress in this case will then be \begin {equation} \begin {bmatrix} \sigma _{11} & 0 & 0\\ 0 & 0 & 0\\ 0 & 0 & 0 \end {bmatrix}. \end {equation} This stress will lead to some strain in the body. We know that \(\epsilon _{11}\) is generated because the length of the beam changes. However, \(\epsilon _{22}\) and \(\epsilon _{33}\) also generate: due to stretching in one direction, there will be contraction in the other two directions. We can physically realize this when we stretch a rubber bar or a soft bar along its axis - their cross-section dimension reduces. But, there will be no shear strain generated if we are careful in stretching uniformly. Thus, the state of strain in the rectangular beam of Figure 6.6 will be \begin {equation} \begin {bmatrix} \epsilon _{11} & 0 & 0\\ 0 & \epsilon _{22} & 0\\ 0 & 0 & \epsilon _{33} \end {bmatrix}. \end {equation}

Young’s modulus (\(E\))

We know that longitudinal strain \(\epsilon _{jj}\) is given by \(\dfrac {\partial u_j}{\partial X_j}\). Assuming uniform strain field in the bar, the local strain will be equal to the global strain. Thus, we have

\begin {eqnarray} \epsilon _{11}=\frac {\Delta L}{L},~ \epsilon _{22}=\frac {\Delta H}{H},~ \epsilon _{33}=\frac {\Delta B}{B}. \end {eqnarray}

If we now draw the graph of \(\sigma _{11}\) vs \(\epsilon _{11}\) for the above experiment by measuring the change in length, we will get a curve as shown in Figure 6.7.

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Figure 6.7: A typical plot of \(\sigma _{11}\) vs \(\epsilon _{11}\) for the rectangular bar experiment of Figure 6.6

The initial slope of this graph (shown as the red dotted line) gives us the Young’s Modulus \(E\), i.e., \begin {equation} E=\frac {\partial \sigma _{11}}{\partial \epsilon _{11}}\bigg |_{\epsilon _{11}=0}. \end {equation} While computing this derivative, we should not have \(\sigma _{22}\) or \(\sigma _{33}\) present. Essentially, the bar should be stretched in such a way that it can freely shrink in lateral directions. We can also prove the above formula using equation \eqref{6_strain_form_epsilon_11}. Upon putting the condition of the experiment into it, i.e., \(\sigma _{22}=\sigma _{33}=0\), we will get \begin {equation} \sigma _{11}=E\epsilon _{11}. \end {equation} From this equation, we can see that the slope of the graph of \(\sigma _{11}\) vs \(\epsilon _{11}\) will give us \(E\). A point to note here is that equation \eqref{6_strain_form_epsilon_11} gives us the slope of \(\sigma _{11}\) vs \(\epsilon _{11}\) plot to be a constant. But in reality, the slope is not a constant as evident from Figure 6.7. This is because the linear stress strain relation \eqref{6_strain_form_epsilon_11} works only for small strains. On the other hand, Figure 6.7 shows the curve even for large strains and this is the reason that we had to take the slope of this graph at \(\epsilon _{11}=0\).

Poisson’s ratio (\(\nu \))

The Poisson’s ratio of a material is also obtained from uniaxial tension test and is defined as \begin {equation} \label {6_Poisson_basic} \nu =-\frac {\text {induced lateral normal strain}}{\text {imposed longitudinal strain}}. \end {equation} In the rectangular bar experiment shown in Figure 6.6, we are directly imposing longitudinal strain in \(\underline {e}_1\) direction and this, in turn, induces strains along \(\underline {e}_2\) and \(\underline {e}_3\) directions. For an isotropic body, the lateral strains in these two directions will be equal. Thus, the Poisson’s ratio for this experiment will be \begin {equation} \label {Poisson_experiment} \nu =-\frac {\epsilon _{22}}{\epsilon _{11}}=-\frac {\epsilon _{33}}{\epsilon _{11}}. \end {equation} We can also derive this from stress-strain relation. Consider equations \eqref{6_strain_form_epsilon_11} and \eqref{6_strain_form_epsilon_22}. Let us substitute the condition of experiment, i.e., \(\sigma _{22}=\sigma _{33}=0\). From equation \eqref{6_strain_form_epsilon_11}, we get \begin {equation} \label {6_Poisson_1} \epsilon _{11}=\frac {1}{E}\sigma _{11} \end {equation} while from equation \eqref{6_strain_form_epsilon_22}, we get

\begin {eqnarray} \epsilon _{22}=\frac {1}{E}\big (0-\nu (\sigma _{11}+0)\big )=-\nu \frac {\sigma _{11}}{E}=-\nu ~\epsilon _{11}\quad (\text {using \eqref {6_Poisson_1}})\label {6_Poisson_2} \end {eqnarray}

We thus get the same formula for the Poisson’s ratio as in \eqref{Poisson_experiment}.

Shear modulus (\(G\))

From equation \eqref{6_strain_form_gamma_12}, we can see that shear modulus is given by \begin {equation} G=\frac {\tau _{12}}{\gamma _{12}}. \end {equation} So, if we can induce shear in a body and measure the corresponding shear stress, the ratio of stress to strain will give us the shear modulus. Motivated by this, let us conduct another experiment with the rectangular bar. The bar is fixed at the bottom face and we apply shear force along \(\underline {e}_1\) on the top face (face with normal along \(\underline {e}_2\)) as shown in Figure 6.8.

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Figure 6.8: A rectangular bar fixed at the bottom face and subjected to shear force at the top face

This effectively induces shear stress \(\tau _{12}\) in the body. Due to this, the bar shears: the initially perpendicular edges of the front face get inclined generating shear strain \(\gamma _{12}\) (as shown in Figure 6.8). If we draw the plot for \(\tau _{12}\) vs \(\gamma _{12}\), we get a representative curve as shown in Figure 6.9.

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Figure 6.9: Plot of \(\tau _{12}\) vs \(\gamma _{12}\) for the experiment shown in Figure 6.8

The initial slope of this curve gives us shear modulus, i.e., \begin {equation} G=\frac {\tau _{12}}{\gamma _{12}}\bigg |_{\gamma _{12}\to 0}. \end {equation} Again, the initial slope is measured because linear relations are valid only for small shear strains.

Bulk modulus (\(K\))

We have discussed Young’s modulus of elasticity and shear modulus of elasticity. The Young’s modulus relates normal strain with normal stress while shear modulus relates shear strain with shear stress. We will now discuss about bulk modulus of elasticity which relates volumetric strain with volumetric stress/ equivalent pressure. When we apply pressure to a fluid (liquid/gas), its volume decreases. This decrease can be quantified by volumetric strain given by \begin {equation} \text {Volumetric Strain}=\frac {\Delta V}{V}. \end {equation} If a pressure change of \(\Delta P\) generates volumetric strain \(\dfrac {\Delta V}{V}\) in a fluid, the bulk modulus is then given by \begin {equation} \label {6_bulk_liquid} K_{fluid}=-\frac {\Delta P}{\Delta V/V}. \end {equation} For solids, \(\dfrac {\Delta V}{V}\) is nothing but the volumetric strain discussed earlier, i.e., \begin {equation} \frac {\Delta V}{V}=tr\Big (\underline {\underline {\epsilon }}\Big )=\epsilon _{11}+\epsilon _{22}+\epsilon _{33}. \end {equation} The equivalent of pressure in solids, as discussed in a preceding chapter, is obtained from the hydrostatic part of stress tensor and is given by \begin {equation} p_{eq}=-\frac {I_1}{3}. \end {equation} So, along the lines of \eqref{6_bulk_liquid}, we can finally write \begin {equation} \label {6_K_initial} K_{solids}=-\frac {-I_1/3}{tr\Big (\underline {\underline {\epsilon }}\Big )}=\frac {1}{3}\,\frac {tr\Big (\underline {\underline {\sigma }}\Big )}{tr\Big (\underline {\underline {\epsilon }}\Big )}. \end {equation} Let us use the three-dimensional Hooke’s law to obtain a formula for the above quantity. Adding equations \eqref{6_strain_form_epsilon_11}, \eqref{6_strain_form_epsilon_22} and \eqref{6_strain_form_epsilon_33}, we get

\begin {eqnarray} &\,&\epsilon _{11}+\epsilon _{22}+\epsilon _{33}=\frac {1}{E}(\sigma _{11}+\sigma _{22}+\sigma _{33})-\frac {2\nu }{E}(\sigma _{11}+\sigma _{22}+\sigma _{33})\nonumber \\ &\Rightarrow & tr\Big (\underline {\underline {\epsilon }}\Big )=\frac {1-2\nu }{E}tr\Big (\underline {\underline {\sigma }}\Big )\nonumber \\ &\text {or}& K_{solids}=\frac {E}{3(1-2\nu )}\hspace {1cm}(\text {using \eqref {6_K_initial}})\label {6_K_final} \end {eqnarray}

This is a very important relation. Firstly, it tells us that the bulk modulus is not an independent constant. If we know Young’s modulus and Poisson’s ratio, we can also obtain bulk modulus using above relation. Secondly, this relation also gives an upper limit for the Poisson’s ratio as discussed below.

Theoretical limits for the Poisson’s Ratio

The Poisson’s ratio is usually positive. There is a recent surge in interest though in developing materials having negative Poisson’s ratio which are called auxetic materials. We can deduce from equation \eqref{6_K_final} that when \(\nu \) is very close to \(\frac {1}{2}\), the bulk modulus becomes very large. For such materials, if we apply a large amount of equivalent pressure, the volumetric strain induced in the body would still be very small (also see \eqref{6_bulk_liquid}). This signifies incompressibility. Thus, \(\nu \to \frac {1}{2}\) corresponds to the incompressible limit. If this limit is crossed, \(K\) will become negative which is not physically meaningful.
To obtain the lower limit for the Poisson’s ratio, we can use equation \eqref{6_strain_form_final_equation}, i.e., \begin {equation} \label {6_shear_modulus} G=\frac {E}{2(1+\nu )}. \end {equation} From the rectangular beam experiment in Figure 6.6 and Figure 6.8, we can observe that when we apply a positive \(\sigma _{11}\), \(\epsilon _{11}\) should be positive and when we apply a positive \(\tau _{12}\), \(\gamma _{12}\) should be positive. So, Young’s modulus and shear modulus are both positive quantities. As both the LHS and the numerator of the RHS in equation \eqref{6_shear_modulus} are positive, the denominator of the RHS must also be positive, i.e.,

\begin {eqnarray} 2(1+\nu )>0\Rightarrow \nu >-1.\label {6_poisson_limit_2} \end {eqnarray}

We thus have the following theoretical limit for the Poisson’s ratio: \begin {equation} \boxed {-1<\nu \leq \frac {1}{2}} \end {equation}

6.6 Isotropic thermoelasticity: NPTEL link

Let us think of modeling stress-strain relationship when the temperature of a material is also changing. When we heat a body, it simply expands with no stress developing in it. This expansion leads to an extra strain called thermal strain (\(\epsilon _T\)) which does not induce any stress in the body. It turns out that

\begin {eqnarray} \epsilon _T\propto \Delta T\quad \Rightarrow \epsilon _T=\alpha \Delta T. \end {eqnarray}

Here \(\Delta T\) denotes the temperature change and the proportionality constant \(\alpha \) is called the thermal expansion coefficient. As this strain does not generate any stress in the body, it is subtracted from total strain to get the part of strain (also called elastic strain) which generates stress. This implies

\begin {eqnarray} \epsilon _{xx}-\alpha \Delta T&=&\frac {1}{E}(\sigma _{xx}-\nu (\sigma _{yy}+\sigma _{zz})),\nonumber \\ \epsilon _{yy}-\alpha \Delta T&=&\frac {1}{E}(\sigma _{yy}-\nu (\sigma _{xx}+\sigma _{zz})),\nonumber \\ \epsilon _{zz}-\alpha \Delta T&=&\frac {1}{E}(\sigma _{zz}-\nu (\sigma _{xx}+\sigma _{yy})).\label {11_normal_thermoelastic} \end {eqnarray}

The temperature change only affects normal strains and has no effect on shear strains. This is because only the length of line elements change with temperature and not the angle between line elements. Thus, the shear stress-shear strain relations remain unaffected, i.e.,

\begin {eqnarray} \gamma _{xy}=\frac {\tau _{xy}}{G}, \quad \gamma _{xz}=\frac {\tau _{xz}}{G},\quad \gamma _{yz}=\frac {\tau _{yz}}{G}.\label {11_shear_thermoelastic} \end {eqnarray}

The equations \eqref{11_normal_thermoelastic} and \eqref{11_shear_thermoelastic} together constitute the isotropic three-dimensional thermoelastic stress-strain relation.

6.7 Anisotropic materials: NPTEL link

There are materials which are not isotropic but commonly seen in nature. For example, consider the material shown in Figure 6.10a: a family of parallel fibers are included in otherwise isotropic materials to make them fiber reinforced. As a result of this, the Young’s modulus of the final material in the direction of the fiber becomes different to the Young’s modulus in the direction perpendicular to fibers. Actually, in all directions transverse to fibers, it has the same young’s modulus but different from the one along the fiber. Due to this directional dependence, the material no longer remains isotropic. Such materials are called transversely isotropic materials and they require 5 independent material constants to fully characterize their material response. Let us now put another family of fibers in the material but perpendicular to the initial family as shown in Figure 6.10b.

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Figure 6.10: An initially isotropic material is engraved with (a) one family of parallel fibers (b) two families of fibers perpendicular to each other

Assume the two fibers have different properties. So, the Young’s modulus along the two fibers will be different. In fact, the Young’s modulus in the direction perpendicular to both the fibers will also be different. Such materials are called orthotropic materials and they have 9 independent constants. Wood is an example of orthotropic materials.

6.8 Inelastic behavior: NPTEL link

The discussion as of now were confined to elastic materials in which stress depends only on strain. Furthermore, if we somehow remove stress from the body, the body gets back to the original stress-free configuration. There are other materials however in which stress not only depends on strain but also on strain rate. Such materials are called viscoelastic. Then, there are viscous fluids in which stress depends only on strain rate and not on strain. There are also materials in which strain does not vanish upon removing the applied load. Essentially, such materials do not come back to their original shape upon removal of the applied load. For example, consider a steel bar on which a uniformly distributed load \(\sigma \) is applied at both its ends as shown in Figure 6.11.

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Figure 6.11: A distributed load \(\sigma \) is applied at both the ends of a circular beam made up of steel

We have shown the applied stress \(\sigma \) vs. the longitudinal strain \(\epsilon \) curve in Figure 6.12a.

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Figure 6.12: (a) Stress-strain curve for the steel beam shown in Figure 6.11 (b) Stress-strain curves for ductile and brittle materials

Initially, this curve is a straight line. This is the regime where linear stress-strain relationship holds. However, the curve does not remain linear throughout. The curved part up to the inflexion point, is the regime of non-linear stress-strain relation because the slope of the curve is changing in this regime. The body is still elastic in this regime which implies if the applied load is removed, the same curve is traced in the backward direction. As we keep increasing the load, there comes a point where the body yields, i.e., the beam elongates a lot even with very small increment in the applied load. The beam eventually breaks. The regime between the yield point and the breaking point is called the plastic regime. If we decrease the applied load in this regime, the original curve is not traced back as shown in the figure. Hence, when the stress becomes zero, the body retains some strain. This strain is called plastic strain (\(\epsilon _p\)). The yielding behavior is common in metals which give them ductile property. On the other hand, we also have brittle materials like glass which does not exhibit any yielding. They have a different stress-strain relationship (see Figure 6.12b).

6.9 Solved examples

Q1.
Think of a rubber cube which is inserted within a cavity in steel block - the cavity has the same form and size as that of rubber cube (as shown below). The top surface of rubber cube is further pressed by another steel block with a pressure of ‘p’ pascals. Assume steel to be rigid and that there is no friction between steel and rubber. [AMS, LSS]
(a)
Find the normal stresses in x and y directions in this problem.
(b)
Find the volumetric strain.
PIC

Solution: Let us neglect the weight of the rubber block in comparison to the steel block. Observe that the rubber block is constrained against expanding in \(x\) and \(y\)-directions and can only displace vertically along \(z-\)direction. This implies that \[u_x=0,\; u_y=0, \; u_z(x,y,z).\] Furthermore since the applied pressure is uniform, the vertical displacement \(u_z\) can be assumed to be independent of \(x\) and \(y\) coordinates, i.e., \[u_z(x,y,z)\;=u_z(z).\] Accordingly, the strain matrix becomes \[\sbk {\matr {\epsilon }}\;=\; \begin {bmatrix} 0 & 0 & 0\\ 0 & 0 & 0\\ 0 & 0& \epsilon _{zz} \end {bmatrix}.\] Next we want to obtain the stress components. Treating rubber as an isotropic linear elastic material, one obtains: \[ \tau _{xy}\;=\;\dfrac {\gamma _{xy}}{G}\;=\;0, \;\; \tau _{xz}\;=\;\dfrac {\gamma _{xz}}{G}\;=\;0, \;\; \tau _{yz}\;=\;\dfrac {\gamma _{yz}}{G}\;=\;0.\] As of now, the remaining unknowns are \(\sigma _{xx},\;\sigma _{yy},\; \sigma _{zz}, \) and \(\epsilon _{zz}\). From the symmetry of the problem, we can say that \(\sigma _{xx}=\sigma _{yy}\) as the same reaction is generated from steel walls in both directions. Note that even though \(\epsilon _{xx} = 0\) and \(\epsilon _{yy} = 0\), it does not translate to \(\sigma _{xx}\) and \(\sigma _{yy}\) being zero. Physically, as the steel cavity constrains the rubber cube from expanding, in the process, the wall of the steel cavity applies a constraining traction on the \(x-\) and \(y-\) faces of the rubber cube leading to non-zero \(\sigma _{xx}\) and \(\sigma _{yy}\). Using stress-strain relations, one can further write: \[\cancelto {0}{\epsilon _{xx}}\;=\;\dfrac {1}{E}\sbk {\sigma _{xx}\;-\;\nu \brc {\cancelto {\sigma _{xx}}{\sigma _{yy}}\;+\;\sigma _{zz}}} \Rightarrow ~\sigma _{xx} \;(=\sigma _{yy})\;=\;\dfrac {\nu \sigma _{zz}}{\brc {1\;-\;\nu }}.\]
Let’s now use traction boundary condition for finding \(\sigma _{zz}\). Denoting the mass density of steel block as \(\rho \) and its height as \(h\), the total traction applied on the top face of the rubber block can be equated to internal traction in the rubber block there, i.e.,

\begin {align*} \matr {\sigma } ~\ve {e}_3 \;=\;\brc {\rho gh \;+\;p}\brc {-\ve {e}_3}~ \text {or}~\begin {bmatrix} \tau _{xz}\\ \tau _{yz}\\ \sigma _{zz} \end {bmatrix} \;&=\;\begin {bmatrix} 0 \\ 0 \\ -\brc {\rho gh\;+\;p} \end {bmatrix} \Rightarrow \;\sigma _{zz}\;=\;-\brc { p\;+\;\rho gh}. \end {align*}

Note that \(\sigma _{zz}\) calculated above is valid just at the top boundary surface of rubber cube. However, for this case, \(\sigma _{zz}\) is the same throughout the body (if we ignore the weight of the rubber block). This can be proved using equilibrium equations as shown below: \begin {align*} \frac {\partial \sigma _{zz}}{\partial z} + \frac {\partial \cancelto {0}{\tau _{zx}}}{\partial x} + \frac {\partial \cancelto {0}{\sigma _{zy}}}{\partial y} + \cancelto {0}{b_z} = \cancelto {0}{\rho a_z} \Rightarrow \frac {\partial \sigma _{zz}}{\partial z} =0 ~ \text {or}~\sigma _{zz} = \text {constant}. \end {align*}

Hence \(\sigma _{zz} = -\brc {p\;+\;\rho gh}\) is valid throughout the rubber cube. Therefore \(\sigma _{xx}\;=\;\sigma _{yy}\; = -\dfrac {\nu \brc {p\;+\rho gh}}{\brc {1\;-\;\nu }}.\) Moreover \begin {align*} \begin {split} \epsilon _{zz}\;&=\;\dfrac {1}{E}\sbk {\sigma _{zz}\;-\;\nu \brc {\sigma _{xx}\;+\;\sigma _{yy} }}=\; \dfrac {1}{E}\sbk {\sigma _{zz}\;-\;2\nu \sigma _{xx}}\\ &=\; \dfrac {1}{E}\sbk {\sigma _{zz}\;-\;\dfrac {2\nu ^2}{\brc {1\;-\;\nu }} \sigma _{zz}}=\; \dfrac {1}{E}\brc {\dfrac {1-\nu - 2\nu ^2}{1\;-\;\nu }}\sigma _{zz}. \end {split} \end {align*}

(b) Volumetric strain: \begin {align*} \begin {split} \epsilon _{v}\;=\;\epsilon _{xx}\;+\;\epsilon _{yy}\;+\;\epsilon _{zz} =\;0\;+\;0\;+\;\epsilon _{zz} =-\dfrac {1}{E}\brc {\dfrac {1-\nu -2\nu ^2}{1\;-\;\nu }}\brc {p\;+\;\rho gh}. \end {split} \end {align*}

Q2.
Think of a thin rectangular plate being compressed along its four edges but not allowed to expand or contract in its thickness direction. Assume the thickness direction is along \(z\)-axis. The following components of stress and strain matrices are given: \begin {equation} \sigma _{xx}=\sigma _{yy}=-p, \quad \tau _{xy}=\tau _{yz}=\tau _{zx}=0,\quad \epsilon _{zz}=0.\nonumber \end {equation}
PIC

Assuming the material to be isotropic, find out the remaining components of strain matrix. Also obtain change in area divided by original area of the face of the plate (\(z\)-plane).

Solution: To determine \(\epsilon _{xx}\), \(\epsilon _{yy}\), \(\gamma _{xy}\), \(\gamma _{yz}\) and \(\gamma _{zx}\), we first use stress-strain relation for isotropic materials: \[\gamma _{xy}\;=\;\dfrac {\tau _{xy}}{G}\;=\;0\] and similarly \[ \gamma _{yz}\;=\;\gamma _{zx}\;=\;0.\] Using the following relation, we then get a relation between \(\sigma _{xx}\) and \(\sigma _{zz}\): \begin {align*} \cancelto {0}{\epsilon _{zz}}\;&=\;\dfrac {1}{E}\sbk {\sigma _{zz}\;-\;\nu \brc {\sigma _{xx}\;+\;\sigma _{yy}}} \\ \Rightarrow \;\;\sigma _{zz}\;&=\;\nu \brc {\sigma _{xx}\;+\;\sigma _{yy}} ~\text {or}~ \sigma _{zz}\;=-2\nu p. \end {align*}

Note that \(\sigma _{zz}\) turns out to be negative meaning it is under compression in thickness direction. To obtain \(\epsilon _{xx}\) and \(\epsilon _{yy}\), we use rest of the stress-strain relation: \begin {align*} \epsilon _{xx}\; =\;\dfrac {1}{E}\sbk {\sigma _{xx}\;-\;\nu \brc {\sigma _{zz}\;+\;\sigma _{yy}}}, ~ \epsilon _{yy}\;=\;\dfrac {1}{E}\sbk {\sigma _{yy}\;-\;\nu \brc {\sigma _{xx}\;+\;\sigma _{zz}}} \end {align*}

which leads to \begin {align*} \begin {split} \epsilon _{xx}\;=\;\dfrac {1}{E}\sbk {-p\;-\;\nu \brc {-2\nu p\;-\;p}} =\;\dfrac {-p}{E}\sbk {1\;-\;\nu \brc {2\nu \;+\;1}} =\;\dfrac {-\brc {1\;-\;\nu \brc {2\nu \;+\;1}}}{E}p. \end {split} \end {align*}

Also, we get \(\epsilon _{yy}\;=\;\epsilon _{xx}\). To obtain change in area over original area of the face of the plate (\(xy-\)plane): \begin {align*} \begin {split} \dfrac {\Delta A_{xy}}{A_{xy}}\;=\;\epsilon _{xx}\;+\;\epsilon _{yy}=\;\dfrac {-2\brc {1\;-\nu \brc {2\nu \;+\;1}}}{E}p. \end {split} \end {align*}

Q3.
Show that in case of isotropic bodies, the stress tensor and the strain tensor will both have the same set of principal directions.

Solution: We need to show that both the stress tensor and strain tensor have the same set of principal directions for isotropic materials. Eigenvalue problem for strain gives us the relation: \[\matr {\epsilon }\;\ve {n}\;=\;\alpha ~\ve {n}\] where \(\ve {n}\) is the principal strain direction and \(\alpha \) is the principal strain component. Now using stress-strain relation, one can write the stress tensor as \[\matr {\sigma }\;=\;\lambda \; \tr {\epsilon } \matr {I}\;+\;2\mu ~\matr {\epsilon }.\] Post-multiplying with the principal strain direction \(\ve {n}\), one obtains \begin {align*} \matr {\sigma } \;\ve {n}\;=\; \lambda \; \tr {\matr {\epsilon }} \matr {I}\;\ve {n}\;+\;2\mu ~\matr {\epsilon } \;\ve {n}=\;\lambda \;\tr {\matr {\epsilon }}\ve {n}\;+\;2\mu \alpha \ve {n}=\; \underbrace {\sbk {\lambda \;\tr {\matr {\epsilon }}\;+\;2\mu \alpha }}_{\text {principal stress}} \ve {n}. \end {align*}

From the above relation, we can see that \(\ve {n}\) also turns out to be the principal direction for \(\matr {\sigma }\).

Q4.
A sample is subjected to a biaxial test under plane stress condition \((\sigma _{zz} = \tau _{zx} = \tau _{zy} = 0\)) using a special loading frame such that \(\sigma _{yy}=\alpha \sigma _{xx}\). Here \(\alpha \) is a constant.
PIC
(a)
Find the slope of \(\sigma _{xx}\) vs \(\epsilon _{xx}\).
(b)
Find the ratio between \(\epsilon _{xx}\) and \(\epsilon _{yy}\) in terms of \(\nu \).
(c)
Find the ratio between \(\epsilon _{zz}\) and \(\epsilon _{xx}\).

Solution: The plane stress condition is used in analysis of thin plate-like structures. Here, strictly speaking, just the two \(z-\)faces (top and bottom) of the structure are traction free due to which \(\sigma _{zz} = \tau _{xz} = \tau _{yz} = 0\) on just those two faces. However, the plate being thin in \(z-\)direction, there is hardly any variation of \(\sigma _{zz}, \; \tau _{xz}, \; \tau _{yz}\) within the sample in its thickness direction. Hence \(\sigma _{zz} = \tau _{xz} = \tau _{yz} = 0\) is satisfied at every point within the sample as well.

(a) To find \(\dfrac {\sigma _{xx}}{\epsilon _{xx}}\), we use the following stress-strain relation: \begin {align*} \begin {split} \epsilon _{xx}\;&=\;\dfrac {1}{E}\sbk {\sigma _{xx}\;-\;\nu \brc {\sigma _{yy}\;+\;\cancelto {0}{\sigma _{zz}}}}\\ \Rightarrow \frac {\epsilon _{xx}}{\sigma _{xx}} \; &=\;\dfrac {1}{E}\sbk {1\;-\;\nu \frac {\sigma _{yy}}{\sigma _{xx}} } \text {or}~\dfrac {\sigma _{xx}}{\epsilon _{xx}}\;=\;\dfrac {E}{\brc {1\;-\nu \alpha }}\quad \ldots \; (1) \end {split} \end {align*}

(b) To find the ratio of \(\epsilon _{xx}\) and \(\epsilon _{yy}\), we also need to determine \(\epsilon _{yy}\). Again using stress-strain relation: \begin {align*} \begin {split} \epsilon _{yy}\;=\;\dfrac {1}{E}\sbk {\sigma _{yy}\;-\;\nu \brc {\sigma _{xx}\;+\;\cancelto {0}{\sigma _{zz}}}} \Rightarrow \frac {\epsilon _{yy}}{\sigma _{xx}}\;=\;\dfrac {1}{E} \sbk {\alpha \;-\;\nu } \quad \ldots \; (2) \end {split} \end {align*}

Upon multiplying (1) and (2), we get the relation for \(\epsilon _{yy} /\epsilon _{xx}\): \begin {align*} \frac {\epsilon _{yy}}{\epsilon _{xx}}\;=\;\dfrac {\brc {\frac {\sigma _{yy}}{\sigma _{xx}}\;-\;\nu }}{\brc {1\;-\nu \frac {\sigma _{yy}}{\sigma _{xx}}}} =\; \dfrac {\brc {\alpha -\nu }}{\brc {1-\nu \alpha }}. \end {align*}

(c) \begin {align*} \begin {split} \epsilon _{zz}\;=\;\dfrac {1}{E}\sbk {\cancelto {0}{\sigma _{zz}}\;-\;\nu \brc {\sigma _{xx}\;+\;{\sigma _{yy}}}} \Rightarrow \frac {\epsilon _{zz}}{\sigma _{xx}}\;=\;-\dfrac {\nu }{E} \sbk {\frac {\sigma _{yy}}{\sigma _{xx}}\;+1} \quad \ldots \; (3) \end {split} \end {align*}

On multiplying (1) and (3), we get \begin {align*} \frac {\epsilon _{zz}}{\epsilon _{xx}}\;=\;-\nu \dfrac {\brc {\alpha \;+1}}{\brc {1\;-\nu \alpha }}. \end {align*}

Note that this ratio isn’t equal to negative of the Poisson’s ratio since it is not the case of uniaxial loading. On setting \(\alpha =0\) in order to mimic uniaxial loading scenario, we indeed see the ratio becoming \(-\nu \).

Q5.
Think of a solid beam having square cross-section of side length \(h\) and axial length \(L\). The beam’s axis lies along \(z\) axis while its cross-section’s sides lie along \(x\) and \(y\) axes. Suppose the beam is stretched by applying axial force P to it such that its cross-section remains square and planar even after deformation. Also assume the deformation to be axially homogeneous.
PIC
(a)
What coordinates \((x, y, z)\) will the displacement functions (\(u_x\), \(u_y\), \(u_z\)) depend on? Give reasons for your answer.
(b)
Find out the strain matrix and stress matrix in terms of displacement functions and material parameters (\(\lambda \), \(\mu \)) in Cartesian coordinate system.
(c)
Substitute the expressions for stress components in the stress-equilibrium equation (assume no body force/acceleration) and obtain the equations. Write down the boundary conditions too. Solve them to obtain the three displacement functions.

Solution:

(a)
(b)
To this end, we have gotten the displacement components as follows: \begin {equation*} u_x(x), ~u_y(y), ~u_z(z). \end {equation*} For the strain components, it is clear that shear strain components \(\gamma _{xy}= \gamma _{yz} = \gamma _{xz}=0\): this is a rigorous proof of vanishing of shear strains during uniaxial loading of rectangular bars. Only the longitudinal strain components need to be determined now which are \[\epsilon _{xx}\;=\;\dfrac {\partial u_x}{\partial x}, \;\; \epsilon _{yy}\;=\;\dfrac {\partial u_y}{\partial y}, \;\; \epsilon _{zz}\;=\;\dfrac {\partial u_z}{\partial z}.\] The stress components can then be obtained from stress-strain relations. The shear stresses, being directly proportional to shear strains, become zero. The normal stress components can be related to longitudinal strains using Lame’s constants: \begin {align*} \sigma _{xx}\;&=\;\brc {\lambda \;+\;2\mu }\epsilon _{xx}\;+\;\lambda \brc {\epsilon _{yy}\;+\;\epsilon _{zz}}, \\ \sigma _{yy}\;&=\;\brc {\lambda \;+\;2\mu }\epsilon _{yy}\;+\;\lambda \brc {\epsilon _{xx}\;+\;\epsilon _{zz}},\\ \sigma _{zz}\;&=\;\brc {\lambda \;+\;2\mu }\epsilon _{zz}\;+\;\lambda \brc {\epsilon _{xx}\;+\;\epsilon _{yy}}. \end {align*}
(c)
Let us now use stress-equilibrium equations to obtain the displacement functions: \begin {align*} \dfrac {\partial \sigma _{xx}}{\partial x} &= 0 \;\; (\text {rest all components are zero}) \\ \Rightarrow \brc {\lambda \;+\;2\mu } \dfrac {\partial \epsilon _{xx}}{\partial x}\;+\;\lambda \cancelto {0}{\dfrac {\partial }{\partial x} \brc {\epsilon _{yy}\;+\;\epsilon _{zz}}} & = 0 \;\;(\text {since $\epsilon _{yy}$ and $\epsilon _{zz}$ are not functions of $x$})\\ \Rightarrow \dfrac {\partial \epsilon _{xx}}{\partial x} &=0 \Rightarrow \dfrac {\partial ^2 u_{x}}{\partial x^2} =0 \Rightarrow u_{x} = a x + b. \end {align*}

Following similarly in \(y\) and \(z\) directions, we get \begin {align*} \dfrac {\partial ^2 u_{y}}{\partial y^2} &=0, \;\;\Rightarrow u_{y} = c y + d, \\ \dfrac {\partial ^2 u_{z}}{\partial z^2} &=0, \;\;\Rightarrow u_{z} = e y + f. \end {align*}

It is to be noted that since displacement components \(u_x,\;u_y,\;u_z \) are linear functions, the strain tensor \(\matr {\epsilon }\) will be constant, which also implies that stress tensor \(\matr {\sigma } = \matr {\matr {C}} \;\;\matr {\epsilon }\) will be constant throughout the beam (at all points).

On boundary conditions

The values of the constants \(a,b,c,d,e,f\) can be determined from displacement and traction boundary conditions.

To determine \(a\), \(c\) and \(e\), we substitute these values of \(\sigma _{xx}, \sigma _{yy}, \sigma _{zz}\) in stress-strain relations: \begin {align} \cancelto {0}{\sigma _{xx}}\;=\;\brc {\lambda \;+\;2\mu }\epsilon _{xx}\;+\;\lambda \brc {\epsilon _{yy}\;+\;\epsilon _{zz}} \Rightarrow \; \brc {\lambda \;+\;2\mu }a\;+\;\lambda \brc {c\;+\;e}=\;0,\notag \\ \cancelto {0}{\sigma _{yy}}\;=\;\brc {\lambda \;+\;2\mu }\epsilon _{yy}\;+\;\lambda \brc {\epsilon _{xx}\;+\;\epsilon _{zz}} \Rightarrow \; \brc {\lambda \;+\;2\mu }c\;+\;\lambda \brc {a\;+\;e}=\;0,\notag \\ \cancelto {\frac {P}{h^2}}{\sigma _{zz}}\;=\;\brc {\lambda \;+\;2\mu }\epsilon _{zz}\;+\;\lambda \brc {\epsilon _{xx}\;+\;\epsilon _{yy}} \Rightarrow \brc {\lambda \;+\;2\mu }e\;+\;\lambda \brc {a\;+\;c}\;=\;\dfrac {P}{h^2} .\notag \end {align}

Solving the above three equations, we get the constants \(a,c,e\) and finally obtain the displacement components (\(u_x, u_y, u_z\)). For example, upon subtracting first two equations, we get \(a=c\) which when substituted into the first equation leads to \begin {equation*} a=c=-\frac {\lambda }{2(\lambda +\mu )}e = -\nu ~e. \end {equation*} This simply implies that the ratio of lateral strain and longitudinal strain during uniaxial loading equals negative of the Poisson’s ratio. Note that the constants \((a,c,e)\) are the normal strains along three directions in this case.

Q6.
Think of an isotropic thin square plate which is clamped along one of its edges and subjected to uniform normal compressive load on the edge opposite to the clamped edge. The other two edges are traction free. Suppose that no out-of-plane displacement generates. Furthermore, the displacement components \(u_x\) and \(u_y\) are not functions of \(z\) either.
(a) Write down the strain and stress matrix for this problem.
(b) Show that the \(z-\)component of stress-equilibrium equation is automatically satisfied.
(c) What boundary condition will be used to solve this deformation problem?
PIC

Solution: In this problem, the out-of-plane displacement along \(z\) is zero, i.e., \(u_z\;=\;0\). Furthermore \(u_x\;=\;u_x\brc {x,y}\) and \(u_y\;=\;u_y\brc {x,y}\).

(a)
The resulting strain tensor has the following form: \begin {align*} \sbk {\matr {\epsilon }} = \begin {bmatrix} \epsilon _{xx} & \epsilon _{xy} & 0\\ \epsilon _{xy} & \epsilon _{yy} & 0\\ 0 & 0 & 0 \end {bmatrix} = \begin {bmatrix} \dfrac {\partial u_x}{\partial x} & \dfrac {1}{2}\brc {\dfrac {\partial u_x}{\partial y}\;+\;\dfrac {\partial u_y}{\partial x}} & 0\\ \dfrac {1}{2}\brc {\dfrac {\partial u_x}{\partial y}\;+\;\dfrac {\partial u_y}{\partial x}} & \dfrac {\partial u_y}{\partial y} & 0\\ 0 & 0 & 0 \end {bmatrix}. \end {align*}

Observe that all non-zero strain components are confined in \(x-y\) plane: this condition represents plane-strain condition. All the strain components associated with out-of-plane direction are zero, i.e., \[\epsilon _{zz}\;=\;0\] \[\gamma _{xz}\;=\;\dfrac {\partial u_x}{\partial z}\;+\;\dfrac {\partial u_z}{\partial x}\;=\;0\] \[\gamma _{yz}\;=\;\dfrac {\partial u_y}{\partial z}\;+\;\dfrac {\partial u_z}{\partial y}\;=\;0\] Using stress-strain relation for isotropic materials, we could write the stress matrix as follows: \begin {align*} \sbk {\matr {\sigma }} = \begin {bmatrix} \sigma _{xx} & \tau _{xy} & 0\\ \tau _{xy} & \sigma _{yy} & 0\\ 0 & 0 & \sigma _{zz} \end {bmatrix} = \begin {bmatrix} (\lambda + 2 \mu ) \epsilon _{xx} + \lambda \epsilon _{yy} & 2\mu \epsilon _{xy} & 0\\ 2\mu \epsilon _{xy} & (\lambda + 2 \mu ) \epsilon _{yy} + \lambda \epsilon _{xx} & 0\\ 0 & 0 & \lambda \brc {\epsilon _{xx} + \epsilon _{yy}} \end {bmatrix}. \end {align*}

Note that \(\sigma _{zz}\) is not zero since as the plate is being compressed along \(-x\) direction, it will try to expand in \(y\) and \(z\) directions. However, out-of-plane displacement is not allowed (\(u_z=0\)) which means some constraint is preventing expansion along \(z\) and, in turn, the constraint applies a non-zero compressive stress \(\sigma _{zz}\) on the plate’s \(z-\)faces.

(b)
Checking for stress-equilibrium equation in \(z-\)direction, we see that (neglecting weight) \begin {align*} \dfrac {\partial \cancelto {0}{\tau _{zx}}}{\partial x}\;+\;\dfrac {\partial \cancelto {0}{\tau _{zy}}}{\partial y}\;+\;\dfrac {\partial \sigma _{zz}}{\partial z}\;+\;0\;=\dfrac {\partial \sigma _{zz}}{\partial z} =\lambda \cancelto {0}{\dfrac {\partial \brc {\epsilon _{xx} + \epsilon _{yy}}}{\partial z}} = 0. \end {align*}

Here \(\dfrac {\partial \brc {\epsilon _{xx} + \epsilon _{yy}}}{\partial z} = 0\) because \(\epsilon _{xx}\) and \(\epsilon _{yy}\) are not functions of \(z\). So the stress-equilibrium equation for \(z-\)direction is automatically satisfied for plane strain condition.

(c)
PIC

The displacement and traction boundary conditions that will be used to solve this problem are as follows:

Displacement BC on face 1: \[u_x \mid _{(0,y)} = u_y \mid _{(0,y)} = 0. \]

Traction BC on face 2: \[\matr {\sigma }~\ve {e}_2 |_{\text {face 2}}\;=\;\begin {bmatrix} \tau _{xy}\\ \sigma _{yy} \\ \sigma _{zy} \end {bmatrix}\;=\;\begin {bmatrix} 0\\ 0\\ 0 \end {bmatrix}.\]

Traction BC on face 3: \[\matr {\sigma }~\ve {e}_1 |_{\text {face 3}}\;=\;\begin {bmatrix} \sigma _{xx}\\ \tau _{xy} \\ \tau _{xz} \end {bmatrix}\;=\;\begin {bmatrix} -p\\ 0\\ 0 \end {bmatrix}.\]

Traction BC on face 4: \[\matr {\sigma }~ -\ve {e}_2 |_{\text {face 4}}\;=\;\begin {bmatrix} -\tau _{xy}\\ -\sigma _{yy} \\ -\sigma _{zy} \end {bmatrix}\;=\;\begin {bmatrix} 0\\ 0\\ 0 \end {bmatrix}.\]

Q7.
We have learnt the relation between stress and strain components based on following two approaches: \begin {align} \sigma _{ij}=\lambda ~trace(\underline {\underline {\epsilon }})\delta _{ij} + 2\mu ~\epsilon _{ij}\nonumber \end {align}

or \begin {align} &\epsilon _{11} = \frac {1}{E}(\sigma _{11}-\nu (\sigma _{22}+\sigma _{33})),~\epsilon _{22} = ...,~\epsilon _{33} = ....\nonumber \\ &\gamma _{12} = \tau _{12}/G,~\gamma _{23} = ...,~\gamma _{13}=...\nonumber \end {align}

Using the above two equivalent approaches, express \((E,G,\nu )\) in terms of \((\lambda ,\mu )\).

Solution: The two formulations can be written as follows in a matrix form: \begin {align} \begin {bmatrix} \sigma _{11} \\ \sigma _{22} \\ \sigma _{33} \end {bmatrix} \;=\; \begin {bmatrix} \gamma \;+\;2\mu & \gamma & \gamma \\ \gamma & \gamma \;+\;2\mu & \gamma \\ \gamma & \gamma & \gamma \;+\;2\mu \end {bmatrix}\begin {bmatrix} \epsilon _{11} \\ \epsilon _{22} \\ \epsilon _{33} \end {bmatrix} \nonumber \end {align}

or \begin {align} \begin {bmatrix} \epsilon _{11} \\ \epsilon _{22} \\ \epsilon _{33} \end {bmatrix} \;=\; \dfrac {1}{E}\begin {bmatrix} 1 & -\nu & -\nu \\ -\nu & 1 & -\nu \\ -\nu & -\nu & 1 \end {bmatrix}\begin {bmatrix} \sigma _{11} \\ \sigma _{22} \\ \sigma _{33} \end {bmatrix}. \nonumber \end {align}

Taking the inverse of first matrix equation and equating to second matrix equation will give the desired relations \(E\brc {\gamma ,\;\mu },\;\nu \brc {\gamma ,\;\mu }\). Also note that \begin {align} \sigma _{12}\;=\;2\mu \epsilon _{12}\;=\;\mu \gamma _{12}\quad \text {(using first approach)},\nonumber \\ \gamma _{12}\;=\;\dfrac {\tau _{12}}{G} \quad \text {(using second approach)}.\nonumber \end {align}

On comparing, we get \(\mu \;=\;G \).

Alternative approach

We know \(E\;=\;\dfrac {\sigma _{11}}{\epsilon _{11}}\) and \(\nu \;=\;-\dfrac {\epsilon _{22}}{\epsilon _{11}}\;=\;-\dfrac {\epsilon _{33}}{\epsilon _{11}} \) from unixial loading. Let us substitute this special case in the below general equation: \begin {align} \label {eq: 1.6} \sigma _{ij}\;=\;\lambda \; tr\brc {\matr {E}} \delta _{ij} \;+\;2 \mu \epsilon _{ij}. \end {align}

For \(i\;=\;j\;=\;1\), we get \begin {align} \sigma _{11}\;&=\;\brc {\lambda \;+\;2\mu }\epsilon _{11}\;+\;\lambda \brc {\epsilon _{22}\;+\;\epsilon _{33}}\notag \\ \Rightarrow \; E\epsilon _{11}\;&=\;\brc {\lambda \;+\;2\mu }\epsilon _{11}\;-\;2\lambda \nu \epsilon _{11} \Rightarrow \;E\;=\;\brc {\lambda \;+\;2\mu }\;-\;2\lambda \nu . \nonumber \end {align}

For \(i\;=\;j\;=\;2\), \begin {align} \sigma _{22}\;&=\;\brc {\lambda \;+\;2\mu }\epsilon _{22}\;+\;\lambda \brc {\epsilon _{11}\;+\;\epsilon _{33}} \notag \\ \Rightarrow \;0\;&=\;-\brc {\lambda \;+\;2\mu }\nu \epsilon _{11}\;+\;\lambda \brc {1\;-\;\nu }\epsilon _{11} \Rightarrow \; \nu \;=\;\dfrac {\lambda }{2\brc {\lambda \;+\;\mu }}. \nonumber \end {align}

On substituting \(\nu \) from the above case into first case, we get \begin {align*} E =\lambda \;+\;2\mu \;-\;2\lambda \;\dfrac {\lambda }{2\brc {\lambda \;+\;\mu }} =\dfrac {\lambda ^2\;+\;3\lambda \mu \;+\;2\mu ^2\;-\;\lambda ^2}{\brc {\lambda \;+\mu }} =\dfrac {\mu \brc {3\lambda \;+\;2\mu }}{\lambda \;+\;\mu }. \end {align*}

6.10 Objective questions to recall concepts

(1)
Which of the following is true for stress-strain relation?

(a)
In the absence of such a relation, we won’t be able to solve the stress equilibrium equations.
(b)
Linear stress-strain relation will not work if the strain in the body becomes large enough.
(c)
\(\sigma _{11}\) will only depend on \(\epsilon _{11}\) in general.
(d)
none of these
(2)
For linear stress-strain relation, a material cannot have more than the following number of independent material constants.
(a)
21
(b)
15
(c)
2
(d)
9
(3)
The fourth order tensor \(C_{ijkl}\) which relates stress components with strain components has major symmetry because

(a)
one can obtain stress components also from the derivative of strain energy density with respect to corresponding strain components.
(b)
stress and strain matrices are symmetric.
(c)
it does not possess major symmetry.
(d)
None of these
(4)
Which of the following statements hold true?

(a)
The compliance matrix is obtained from the transpose of stiffness matrix.
(b)
The compliance matrix is obtained from the inverse of stiffness matrix.
(c)
The compliance matrix is obtained from the negative of stiffness matrix.
(d)
None of the above
(5)
For the stiffness tensor \(C_{ijkl}\), if we apply only major symmetry, how many independent components will we be left with?
(a)
36
(b)
81
(c)
21
(d)
45
(6)
Which of the following assumptions are required to have linear stress strain relation?

(a)
Material should be isotropic.
(b)
All strain components should be small.
(c)
Material should be homogeneous.
(d)
None of the above
(7)
How many independent material constants does a linearly elastic isotropic material have?

(a)
2
(b)
5
(c)
9
(d)
36
(8)
In case of incompressible isotropic materials,

(a)
the volumetric strain is zero at every point in the material.
(b)
only the total volume of the body does not change but local volume can always increase or decrease.
(c)
the Poisson’s ratio equals 0.5.
(d)
none of these
(9)
Think of uniaxial tension of a solid circular cylinder. What can you say about the Mohr’s circle for its state of stress?

(a)
Mohr’s circle will pass through the origin.
(b)
Mohr’s circle’s center will be at origin.
(c)
Radius of the Mohr’s circle will be equal to the applied tensile stress.
(d)
None of these
(10)
A material X is formed by engraving two distinct families of fibers (perpendicular to each other) in an isotropic material.
(11)
A body is in plane-stress state in \(x-y\) plane with \(z\)-axis being normal to the plane. Which of the statement is correct?

(a)
\(\sigma _{xx} = \sigma _{xy} = \sigma _{yy} = 0\), \(\epsilon _{zz} \neq 0\)
(b)
\(\sigma _{xx} = \sigma _{xy} = \sigma _{yy} = 0\), \(\sigma _{zz} \neq 0\)
(c)
\(\sigma _{xx} \neq \sigma _{xy} \neq \sigma _{yy} \neq 0\), \(\epsilon _{zz} \neq 0\)
(d)
\(\sigma _{xx} = \sigma _{xy} = \sigma _{yy} = 0\), \(\sigma _{xz} \neq 0\)
(12)
What will be the volumetric strain at a point in an isotropic body if it has pure shear state of stress at that point?

(a)
0
(b)
depends on bulk modulus
(c)
depends on stress and strain
(d)
none
(13)
The theoretical lower limit for the Poisson’s ratio in isotropic materials is -1. Which of the below information is used to obtain this limit?

(a)
Poisson ratio of -1 corresponds to incompressible materials.
(b)
Shear modulus of elasticity and Young’s modulus of elasticity are positive quantities.
(c)
Shear modulus of elasticity and Young’s modulus of elasticity are negative quantities.
(d)
None of the above
(14)
Consider an isotropic material which does not undergo any deformation in transverse directions when it is stretched uniaxially. The Poisson’s ratio for such a material will be

(a)
-1
(b)
\(\frac {1}{2}\)
(c)
0
(d)
None of the above
(15)
The change in length of a vertical bar due to its own weight as compared to that when the bar is placed horizontally and subjected to a direct axial load equal to its weight will be

(a)
the same
(b)
one fourth
(c)
half
(d)
double
(16)
What is the range in which the Poisson’s ratio can take its value for linearly isotropic body?

(a)
(-1, 0.5)
(b)
(-1, 1)
(c)
(0, 0.5)
(d)
can take any value
(17)
A body undergoes deformation as follows:

\(u_x = ay\), \(u_y = 0\), \(u_z = 0\)

This is also called simple shearing of a body. Here \(a\) is a constant denoting the amount of shear. Assuming the body were isotropic, which component of stress would be non-zero?

(a)
\(\sigma _{xx}\)
(b)
\(\tau _{yz}\)
(c)
\(\tau _{xy}\)
(d)
none of these
(18)
Which of the following is true for a linearly isotropic incompressible body?

(a)
Shear modulus is twice of the Young’s modulus.
(b)
Shear modulus is one-third of the Young’s modulus.
(c)
Shear modulus is greater than the Young’s modulus.
(d)
Shear modulus can take any value.
(19)
What will be the shear strain between two perpendicular line elements at a point in an isotropic body if it has hydrostatic state of stress at that point?

(a)
0
(b)
depends on the direction of line elements
(c)
depends on stress and strain relation
(d)
none
(20)
A body undergoes deformation as follows:

\(u_x = ay\), \(u_y = 0\), \(u_z = 0\)

This is also called simple shearing of a body. Here \(a\) is a constant denoting the amount of shear. What is the value of maximum principal stress (assume shear modulus is ‘G’)?

(a)
G a
(b)
can’t say
(c)
0
(d)
none of these
(21)
An isotropic hollow cylinder of length ‘L’ is dropped in the ocean and rests on its bed. Assume the pressure at the ocean bed to be \(p_0\) which acts all along the cylinder’s lateral and end cross-sectional surfaces. What would be the axial strain generated in the cylinder?

(a)
zero
(b)
\(\frac {-p_0}{E}\)
(c)
\(-p_0\frac {1-2\nu }{E}\)
(d)
none of these
(22)
What can you say about longitudinal strain at a point in an isotropic body if it has hydrostatic state of stress at that point?

(a)
It will be the same for every line element at that point.
(b)
It depends on the direction of line element at that point.
(c)
It will be zero.
(d)
None
(23)
Consider two beams made up of identical material and having same geometrical dimension. Both are subjected to same axial load but beam 2 is also subjected to change in temperature of T. Which of the following holds true assuming the beam’s axis lies along \(x\) axis and \(\alpha \) represents the coefficient of thermal expansion?

(a)
\(\epsilon _{xx(body1)} = \epsilon _{xx(body2)} + \alpha T\)
(b)
\(\epsilon _{xx(body1)} = \epsilon _{xx(body2)} - \alpha T\)
(c)
\(\gamma _{xy(body1)} = \gamma _{xy(body1)} + \alpha T\)
(d)
\(\gamma _{xy(body1)} = \gamma _{xy(body1)} - \alpha T\)
(24)
If a material expands freely due to heating, it will develop

(a)
tensile stress.
(b)
compressive stress.
(c)
no stress.
(d)
more information needed
(25)
A uniform metallic cylindrical bar is clamped at both its ends. It is subjected to a temperature change of T. The longitudinal strain induced along its lateral direction will be ( assume \(\nu \) is the Poisson’s ratio and \(\alpha \) is the coefficient of thermal expansion)

(a)
dependent on the bar’s length and T but independent of material properties.
(b)
dependent on \(\nu \), \(\alpha \) and T.
(c)
zero due to free expansion.
(d)
independent of \(\nu \) but depends on both \(\alpha \) and T.
(26)
Think of a three-dimensional spherical body which is prevented from having any deformation but is subjected to a uniform temperature rise of \(T_0\). As a result of this, a uniform hydrostatic state of stress develops in the body with the equivalent pressure being p.

6.11 Questions to practise

(1)
Consider a one-dimensional thermoelastic problem of a uniform solid bar placed in a rigid hollow pipe which is constrained against expansion in lateral directions but allowed to expand freely in \(x\) direction as shown in the figure below. The interface between the bar and the pipe is frictionless. The bar is subjected to a temperature change \(\Delta T\). How much would be longitudinal stress \(\sigma _{xx}\) and the normal stress component in lateral direction? What about longitudinal strain \(\epsilon _{xx}\)?
PIC
(2)
Suppose an isotropic rectangular bar is compressed along its axis (\(e_{1}\) direction) by applying compressive normal traction (\(\sigma _{11} = -p\)) in such a way that its cross-section is not allowed to shrink or expand in the lateral direction. This implies that \(\epsilon _{22}=\epsilon _{33}=0\). What will be \(\epsilon _{11}\) in this case? What about \(\sigma _{22}\) and \(\sigma _{33}\)?
(3)
A 200 mm, 100 mm and 50 mm steel block is subjected to a hydrostatic pressure of 15 MPa. The Young’s modulus and the Poisson’s ratio of the material are 200 GPa and 0.3 respectively. How much will be the change in volume of the block?
(4)
Think of an isotropic square plate which is clamped along its four edges but is free to expand or contract in the thickness direction. Suppose the plate is heated by temperature ‘T’ and its coefficient of thermal expansion is \(\alpha \).

(a)
How much would be the longitudinal strain in thickness direction?
(b)
What would be the minimum value of principal stress component for this state?
(c)
How much would be the normal component of traction on a plane whose normal coincides with the thickness direction?
(5)
In the arrangement shown in figure below, the steel bar ‘AB’ is clamped at A and has length of 1m. A rigid wall is present at a distance of 1mm from the free end. The bar is at initial temperature of \(30^\circ C\). (Take young’s modulus \(E = 200\) GPa and coefficient of thermal expansion \(\alpha = 12\times 10 ^{-6}/^\circ C\))
PIC

(a)
How much would be thermal stress in the bar if its temperature is raised by \(100^\circ C\)?
(b)
What can be the maximum temperature of the bar if the bar should remain in stress-free condition?
(c)
How much would be the stress in the bar if the temperature of the bar is raised to \(80^\circ C\)?

∗When quantities are expressed in terms of current position of a particle, it is called Eulerian description which is commonly used in Fluid mechanics. In Eulerian description, expression for acceleration becomes a bit complicated.

†Often, this stress-strain relation is also called constitutive relation.

‡The reference configuration of the body is also its zero strain state.

§A rigorous approach is to also account for symmetry of strain components in the derivative calculation \eqref{6_strain_der} which we have ignored for simplicity.

This is a generalized Hooke’s law for three-dimensional deformation of a body as compared to one-dimensional Hooke’s law (\(\sigma =E\epsilon \)) which relates stress and strain for the axial deformation of a bar.